Compliance Officer, Marketing and Advertising

edelmanfinancialengines

1 month ago

Remote

Full Time

Senior

0 applicants

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About this role

Edelman Financial Engines is seeking a Compliance Officer to oversee marketing and advertising compliance for its financial advisory services. The role involves ensuring that promotional materials meet SEC regulations and internal standards, supporting ongoing compliance efforts, and collaborating with multiple teams to uphold regulatory and brand standards.

Skills

Qualifications

Bachelor’s degree in business, Finance, Legal Studies

About edelmanfinancialengines

edelmanfinancialengines.com

Edelman Financial Engines is a large independent wealth management and retirement-planning firm created by the merger of Edelman Financial Advisors and Financial Engines. It delivers personalized financial planning, investment and wealth management, 401(k) and employer‑plan advice, and tax‑aware strategies through a hybrid model of digital tools and human advisors. The firm serves individual investors, employer‑sponsored retirement plans and institutions, offering online planning tools, portfolio management, and ongoing fiduciary guidance to help clients pursue long‑term goals. It’s known for combining scalable technology with dedicated advisors and a fiduciary approach to advice.