Compliance Ops Associate - FINRA Series 24

Hennion & Walsh, Inc.(3 days ago)

Parsippany, NJOnsiteFull TimeMedior$50,000 - $75,000Compliance

About this role

Hennion & Walsh is seeking a Compliance Ops Associate to develop and execute internal compliance procedures, working closely with the compliance team and managing operational workflows. The role involves regulatory support and process improvements within a financial services firm.

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Required Skills

FINRA
SEC
Compliance
Trade Settlement
Process Improvement
Regulatory Reporting
Cashiering
Trade Errors
Workflow Management
Financial Regulations

Qualifications

FINRA Series 24
FINRA Series 7

About Hennion & Walsh, Inc.

hennionandwalshcareers.com

Hennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.

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