Senior Compliance Manager
Altruist(5 days ago)
About this role
Altruist is seeking a Senior Compliance Manager to oversee product and marketing compliance, support employee compliance initiatives, and contribute to regulatory strategies. The role involves serving as a key compliance expert within a fintech environment, ensuring adherence to financial regulations, and guiding the company's compliance policies.
Required Skills
- Regulatory Compliance
- FINRA
- SEC
- Product Compliance
- Marketing Compliance
- Licensing
- Registration
- Risk Management
- Policy Development
- Financial Regulations
Qualifications
- Bachelor's degree in relevant field
- Series 7
- Series 24
- Series 4 (preferred or within 90 days)
About Altruist
altruist.comAltruist is a financial custodian and technology platform built for independent RIAs and wealth managers, positioning itself as a modern, lower‑cost alternative to legacy custodians. It combines custody and brokerage with integrated advisor tools — digital account opening, trading and rebalancing, billing, reporting, and APIs/integrations — so advisors can streamline operations and focus on client advice. Altruist emphasizes simple pricing, developer‑friendly integrations, and client‑facing workflows to reduce administrative friction and speed onboarding.
View more jobs at Altruist →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Altruist
Similar Jobs
AML Compliance Analyst, Luxembourg
Stripe(11 days ago)
Compliance Director
Plume(3 months ago)
AVP, Compliance
Harrison Street(11 days ago)
Senior Regulatory Compliance Manager, Malaysia
Airwallex(3 days ago)
Director of Compliance
Alpaca (9 days ago)
Compliance Ops Associate - FINRA Series 24
Hennion & Walsh, Inc.(8 days ago)