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Compliance Risk Management Lead at Wealthfront - ApplyBlast

Compliance Risk Management Lead

Wealthfront

3 months ago

4.2 on Glassdoor

Remote

Full Time

Director

0 applicants

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About this role

The role leads Wealthfront's compliance risk management team, overseeing compliant operations, products, and services across multiple business lines and regulated entities. It supports the Chief Compliance Officer in managing the enterprise-wide compliance and ethics program, develops governance frameworks, and ensures regulatory filings and reporting are accurate and timely.

Responsibilities

Lead compliance risk management team across business lines
Design and manage enterprise‑wide compliance and ethics program
Develop and maintain comprehensive AI governance framework

Skills

Qualifications

FINRA Series 7FINRA Series 24FINRA Series 14

About Wealthfront

wealthfront.com

Headquarters

Palo Alto, California, United States

Company Size

201-500 employees

Founded

2011

View Profile

Wealthfront is a digital wealth manager and cash-management platform that offers a high-yield Cash Account alongside automated investing products. It provides expert-built portfolios of stocks, bonds, and ETFs, plus the S&P 500 Direct option (fractional ownership of underlying stocks) and low-cost management. Wealthfront uses software-driven tools like automated tax-loss harvesting to help lower taxes and manage risk. Accounts have low or no minimums and no account fees for the Cash Account, and the company emphasizes building products that benefit clients through low fees and automated, scalable financial advice.