Compliance Specialist
M1 Finance
About this role
The role involves managing compliance functions within a fintech environment for broker-dealer and investment advisory activities. It includes ownership of testing, monitoring, policy drafting, and responding to regulatory inquiries, all within a fast-paced setting.
Skills
About M1 Finance
m1.comM1 Finance is a U.S. financial services company that provides a digital platform for self-directed investing, borrowing, and cash management. Its products include automated portfolio investing through customizable “Pies,” securities-backed lines of credit, and checking-related services.
About M1 Finance
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for M1 Finance.
Salary
$90k – $120k
per year
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