Senior Director, Front Office Advice & Guidance

Empower

1 month ago

3.9 on Glassdoor

Remote

Full Time

Senior

0 applicants

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About this role

The Senior Director of Front Office Advice and Guidance serves as a trusted compliance advisor to Empower’s front-office and supervisory leaders, guiding advice, sales, and service functions to ensure adherence to regulatory and internal standards across broker-dealer and investment advisory operations.

Skills

Qualifications

Bachelor’s DegreeSeries 7Series 65 or 66Series 9/10 or 24

About Empower

empower.com

Empower is a financial services company that provides retirement plan administration, investment and wealth-management solutions, and digital advice and planning tools for individuals, employers, and financial professionals. The firm combines human advice, people, and technology to help clients save for retirement, manage assets, and make informed investment decisions across workplace plans and personal accounts. Empower also supports employers and plan sponsors with plan services, reporting, and fiduciary solutions while offering advisors client-facing tools. Their stated vision is to transform financial lives and “empower financial freedom for all” (tagline: Invest well. Live a little.).

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