Fidelity Canada
The Corporate Compliance Branch Manager provides daily Tier 1 supervision of Wealth Advisors across Canada, ensuring compliance standards are monitored, communicated, and updated. The role involves managing overall compliance functions, developing training programs for advisors and financial planners, and assisting with corporate initiatives, regulatory reviews, and audits. This position requires strong knowledge of securities industry regulations and effective communication skills to foster a culture of compliance.
Fidelity Investments Canada offers Mutual Fund and ETFs investing to help you reach your financial goals.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Fidelity Canada.