About this role
An Enforcement Counsel at FINRA is a licensed attorney who handles non-complex enforcement matters and contributes high-quality work to larger, complex cases. The role supports FINRA’s regulatory mission by providing legal analysis, advising investigative teams, and assisting in litigation preparation while ensuring adherence to enforcement priorities and principles.
Required Skills
- Legal Research
- Litigation
- Negotiation
- Oral Advocacy
- Written Communication
- Case Management
- Risk Assessment
- Settlement Drafting
- Witness Examination
- Collaboration
Qualifications
- Law Degree
- Bar License
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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