Director, Supervision
Penn Mutual
About this role
The HTK Director for Supervision Principals oversees the supervision function supporting registered representatives and investment advisor representatives, ensuring strong oversight and support for field leadership. The role serves as the FIS Protegent administrator, partnering with technology teams to maintain and enhance the surveillance platform through implementation, testing, configuration, and training. This position is based within a financial services organization focused on brokerage/RIA supervision and compliance oversight.
Skills
Qualifications
About Penn Mutual
pennmutual.comPenn Mutual is a mutual life insurance company that provides life insurance, annuities, and related financial planning solutions for individuals, families, and businesses. Founded in 1847, the company operates in the insurance and financial services industry and works with financial professionals to help clients build and protect wealth over the long term.
Recent company news
NerdWalletPenn Mutual Life Insurance Review 2026: Pros & Cons
2 weeks ago
InsuranceNewsNetPenn Mutual, co-defendants: Funeral home owners got bad advice on IUL - Insurance News
Nov 12, 2025
PR NewswirePenn Mutual Announces Record-Breaking Dividend Award in 2026
Nov 3, 2025
Insurance BusinessPenn Mutual blames dead attorney's estate for funeral directors' insurance losses
Nov 13, 2025
Penn Mutual Asset ManagementSell-Offs Powered by AI
3 weeks ago
About Penn Mutual
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Penn Mutual.
Salary
$140k – $160k
per year