Director - Supervisory Analyst, Equity Research
TD Bank Group(14 days ago)
About this role
The Supervisory Analyst – Research role involves reviewing research products across a global platform to ensure compliance with regulatory standards, company policies, and clarity of communication. The position is critical for maintaining the integrity and regulatory adherence of public research reports in the securities industry.
Required Skills
- FINRA
- CIRO
- BlueMatrix
- Research
- Compliance
- Editing
- Proofreading
- Investment Analysis
- Regulatory
About TD Bank Group
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