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野村ホールディングス（株）
A Distribution Compliance Associate at Nomura administers the firm's broker dealer compliance program, focusing on sales practices, licensing, and regulatory adherence. The role involves maintaining compliance manuals, conducting periodic reviews, analyzing regulatory trends, and collaborating with internal business partners to ensure all activities meet legal standards.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for 野村ホールディングス（株）.
5% above the average for this role