Equities Compliance Officer
670 TP ICAP Americas Holdings Inc.(12 days ago)
About this role
TP ICAP is seeking an Equities Compliance Officer to provide regulatory compliance advice and support related to equities trading, ensuring adherence to regulatory requirements and supporting strategic business initiatives.
Required Skills
- Regulatory Reporting
- Equities Trading
- Reg ATS
- Reg NMS
- Regulatory Compliance
- Market Access
- Order Routing
- Best Execution
- Policy Drafting
- Risk Management
Qualifications
- BS in a related field
- Series 7 or ability to obtain
About 670 TP ICAP Americas Holdings Inc.
tpicap.comN/A
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