Equities Compliance Officer
TP ICAP
About this role
TP ICAP is seeking an Equities Compliance Officer to provide regulatory compliance advice and support related to equities trading, ensuring adherence to regulatory requirements and supporting strategic business initiatives.
Skills
Qualifications
About TP ICAP
tpicap.comTP ICAP is a global markets infrastructure and financial services company that operates in broking, data, and market intelligence. It provides liquidity and execution services, market data, and value-added solutions to clients across energy, commodities, rates, FX, equities, and credit markets. The company operates in the financial services and capital markets industry.
About TP ICAP
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for TP ICAP.
Salary
$170k – $180k
per year
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