Director, Equities Compliance
TD Bank Group(6 days ago)
About this role
The role involves providing compliance advice and oversight for equities sales and trading activities, with a focus on electronic and high-touch trading environments. The candidate will develop and strengthen compliance programs, ensure regulatory adherence, and support business strategies in a global financial institution.
Required Skills
- Regulatory Compliance
- Equities
- Market Making
- Trading Platforms
- Financial Regulations
- Risk Management
- Supervisory Controls
- Policy Development
- Financial Industry
- Compliance Training
About TD Bank Group
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