Futures Compliance - Executive Director
Mizuho Financial(9 days ago)
About this role
The Executive Director of Futures Compliance is a senior leadership role within Mizuho Financial Group, responsible for overseeing compliance functions related to futures and options trading, including regulatory engagement and risk management, within the firm’s FCM business. The role involves strategic oversight, regulatory interaction, and managing compliance teams to ensure adherence to complex financial regulations.
Required Skills
- CFTC Regulations
- NFA Regulations
- Derivatives
- Trade Surveillance
- Regulatory Affairs
- Risk Management
- Compliance Monitoring
- Financial Regulations
- Electronic Trading
- Operational Workflows
About Mizuho Financial
mizuhogroup.comMizuho Financial Group is a financial partner that helps customers shape their future and achieve their dreams.
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