Senior Compliance Analyst (Futures)
Apex Fintech Solutions(1 month ago)
About this role
The Senior Compliance Analyst (Futures) is a senior-level role within Apex Fintech Solutions' Compliance team supporting the firm's futures business. The position contributes to the overall compliance program and regulatory readiness, helping ensure the firm’s practices align with industry standards and internal policies. This role is part of a hybrid working environment.
Required Skills
- Regulatory Compliance
- NFA Rules
- CFTC Rules
- Examinations
- Regulatory Filings
- Written Communication
- Interpersonal Skills
- Time Management
- Detail Orientation
- Prioritization
+1 more
Qualifications
- Bachelor's Degree
- FINRA Series 3
About Apex Fintech Solutions
apexfintechsolutions.comUncover cloud-native wealth tech solutions and digital investing platforms from Apex. Power your financial institution’s growth—explore our technology today.
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