Raymond James
This role supports the Information Compliance Risk Management (ICRM) Information Technology Compliance program by leading major projects and providing comprehensive solutions to complex compliance issues. The position involves executing regulatory assessments, monitoring IT exceptions, and developing processes to streamline IT Compliance functions. It requires extensive knowledge of securities and banking industry regulations, including OCC, SEC, and FINRA rules, to ensure ongoing compliance and risk management.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Raymond James.
Raymond James didn’t post a salary, so this is our estimate from similar listings.
22% below the average for this role