COUNTRY Financial®
This role manages new business processes and broker dealer operations for the Investment Services Division, overseeing account onboarding, administration, and system issue identification. The position ensures compliance with regulatory standards, provides leadership to operational teams, and drives process improvements to enhance efficiency and service quality. It also involves training staff on technical and regulatory issues and maintaining disaster recovery plans.
The COUNTRY Financial family of companies offer home and car insurance. Get business, farm, life insurance, and retirement planning from COUNTRY Financial.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for COUNTRY Financial®.
Suitability Analyst
Horace Mann
Lead Compliance, Broker / Dealer
Mutual of America Financial Group
Deputy Chief Compliance Officer
Integrity, LLC
Compliance Specialist – External Reps
Ultimus Fund Solutions
Compliance Specialist II (Registration)
Foreside Fit
Senior Director, National Accounts
The Vanguard Group, Inc.