RSM US LLP
A Manager in Securities Compliance QA at RSM supports the Global Banking Practice by providing independent oversight, testing, and challenge of Broker-Dealer and RIA compliance programs for banking and wealth management clients.
Headquarters
Chicago, Illinois, United States
Company Size
10001+ employees
Founded
1926
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for RSM US LLP.
32% above the average for this role
RSM US Strengthens India Leadership; Appoints Ashokkumar Prabhakar (Pash) as RSM US India Leader and Member of Executive Leadership Team
Dec 9, 2025
Manager – Securities Compliance QA (Global Banking )
rsm
Manager – Securities Compliance QA (Global Banking)
rsm
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