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© All Rights Reserved. ApplyBlast.com
rsm
RSM is hiring a temporary Manager-level Securities Compliance QA professional to support the Global Banking Practice in a second-line-of-defense capacity. The role involves independent oversight and testing of Broker-Dealer and RIA compliance programs while validating adherence to SEC, FINRA, and Investment Adviser Act requirements. Key tasks include performing risk-based compliance reviews, assessing supervisory controls, and partnering with cross-functional stakeholders to drive remediation of identified control gaps.
Headquarters
Chicago, Illinois, United States
Company Size
10001+ employees
Founded
1926
RSM US LLP is the leading U.S. provider of assurance, tax, and consulting services focused on the middle market. The firm offers a broad range of services including audit and assurance, business tax advisory, risk consulting, management consulting, and deal services, supported by advanced AI and digital solutions. With a global presence and deep industry expertise, RSM helps middle market leaders navigate change and drive their businesses forward.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for rsm.
10% above the average for this role