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Mutual Fund Trading Manager at LPL Financial - ApplyBlast

Mutual Fund Trading Manager

LPL Financial

2 months ago

3.5 on Glassdoor

Fort Mill, South Carolina, United States

Onsite

Full Time

Manager

0 applicants

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About this role

The Mutual Fund Trading Manager supervises and supports a team that provides frontline trading support for mutual fund, UIT, and precious metals products to LPL advisors and their clients. The role ensures service level targets, handles escalated issues, drives operational excellence, and supports staff development while adhering to regulatory requirements.

Responsibilities

Supervise and direct daily trading workflows
Support staff development and cross‑training initiatives
Drive operational excellence through process improvements

Skills

Qualifications

Bachelor’s degree in a related fieldSeries 7Series 63 (or 66)Series 24Registration in all US States & Territories

About LPL Financial

lpl.com

Headquarters

San Diego, California, United States

Company Size

5001-10000 employees

Founded

1989

View Profile

A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.