New Registration Account Executive
Comply
About this role
A consultative sales professional focused on selling compliance SaaS and consulting solutions to registered investment advisors (RIAs) and other financial firms. The role supports firms from initial registration through long-term compliance partnerships, translating regulatory complexity into clear business value while building lasting client relationships.
Skills
About Comply
comply.comComply is a compliance management platform built for financial services firms that centralizes policies, controls, evidence collection, and regulatory obligations. It streamlines compliance workflows through automation, tasking, attestations, audit trails and real‑time reporting to reduce manual effort and operational risk. The platform integrates with existing systems and supports regulatory change management and cross‑jurisdiction oversight so firms can stay audit‑ready. Banks, asset managers, insurers and fintechs use Comply to scale compliance operations, improve visibility, and demonstrate regulatory adherence.
Recent company news
Business WireComply Acquires Trailight to Accelerate Global Expansion and Create the Industry’s First Fully Integrated Firm and Employee Compliance Platform
Oct 27, 2025
Lost Coast OutpostRep. Huffman Co-Sponsors Bill to Make Israel Comply With Ceasefire 'At a Moment of Catastrophic Civilian Suffering'
2 weeks ago
CNBCTrump admin blacklists Anthropic as AI firm refuses Pentagon demands
2 weeks ago
Federal Trade Commission (.gov)A warning letter (or ten) for businesses: comply with the FTC’s Consumer Review Rule
Dec 22, 2025
TMX NewsfileMassachusetts HERS Rating Company Helps Builders Cut Costs and Comply with Stretch Energy Code
1 month ago
About Comply
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Comply.
Salary
$82k – $111k
per year
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