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© All Rights Reserved. ApplyBlast.com
CITIC Securities Brokerage (HK) Limited
This role supports central compliance functions within the organization, focusing on regulatory licensing, employee trading oversight, and handling SFC regulatory inquiries. The position involves managing compliance notifications, maintaining internal records, and assisting with training and system development projects. It requires close collaboration with internal teams and external auditors to ensure adherence to regulatory standards.
CITIC Securities Brokerage (HK) Limited (中信証券經紀（香港）有限公司) is a Hong Kong-based financial services firm providing securities and futures brokerage, wealth management, and investment solutions. The firm offers online trading platforms, Hong Kong and international futures, IPO subscriptions, and wealth management services including the Greater Bay Area Cross-boundary Wealth Management Connect. It operates as part of the CITIC Securities group.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CITIC Securities Brokerage (HK) Limited.
CITIC Securities Brokerage (HK) Limited didn’t post a salary, so this is our estimate from similar listings.
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