Operations Associate – FINRA Series 99 or 24

Hennion & Walsh, Inc.(25 days ago)

Parsippany, NJOnsiteFull TimeMedior$50,000 - $75,000Operations

About this role

An Operations Associate at Hennion & Walsh works within the firm's operations department supporting a regulated broker-dealer environment. The position requires FINRA licensing (Series 99 or 24) and contributes to maintaining compliance and client-focused service. This is an in-person role with benefits and competitive base compensation.

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Required Skills

Operations
Cashiering
ACATs
Trade Errors
Process Improvement
Workflow Management
Regulatory Compliance
Communication
Organization
Multitasking

+1 more

Qualifications

FINRA Series 99
FINRA Series 24

About Hennion & Walsh, Inc.

hennionandwalshcareers.com

Hennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.