Operations Manager-Brokerage Services
Voya Financial(27 days ago)
About this role
The Trade Desk Manager at Voya leads the internal trading function supporting brokerage and advisory accounts on the Pershing platform. The role operates within Trading Operations to ensure trading activities align with the firm’s commercial and compliance objectives and to represent the desk with internal and external partners.
Required Skills
- Trade Execution
- Regulatory Compliance
- Team Leadership
- Reconciliation
- Vendor Management
- Escalation Management
- Trading Platforms
- Best Execution
- Risk Management
- Communication
Qualifications
- FINRA Series 7
- FINRA Series 24
- FINRA Series 66
- FINRA Series 4 (Preferred)
- FINRA Series 53 (Preferred)
- FINRA Series 57 (Preferred)
About Voya Financial
voya.comWe help individuals and employers clear a path to financial confidence with 401(k)s, 403(b)s, 457s, HSAs, FSAs, life, disability & voluntary insurance.
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