TIAA

Brokerage Trading Analyst

TIAA(1 month ago)

Charlotte, NC, United StatesOnsiteFull TimeMedior$51,340 - $73,840Trading
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About this role

The Brokerage Trading Analyst at TIAA supports execution of client trade orders and evaluates market volatility and information to guide client purchasing decisions. The role works with limited supervision to maintain client relationships and ensure trading activity aligns with clients' investment objectives. It operates within the firm's brokerage and trading functions to support accurate trade processing and compliance.

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Required Skills

  • Research
  • Database Tools
  • Trade Review
  • Trade Processing
  • Risk Management
  • Client Relations
  • Compliance
  • Trade Exceptions
  • Reconciliation
  • Corporate Actions

+4 more

Qualifications

  • University Degree Preferred
  • FINRA Series 7
  • FINRA Series 63
TIAA

About TIAA

tiaa.org

At TIAA, we believe everyone deserves a secure retirement. Explore our annuities, retirement plans, financial planning, investing & wealth management solutions.

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