Portfolio & Trading Compliance Officer, Mercer Investments

Marsh(4 months ago)

HybridFull TimeSenior$91,400 - $183,000Compliance

About this role

Mercer is hiring a portfolio and trading compliance professional to join its Compliance team supporting the Investment business, with an initial focus on North America. The role partners closely with investment management, client service, and operations and reports to the Chief Compliance Officer for Canada Investments overseeing the US&C Investments Portfolio Compliance team. It is based in New York and follows the firm’s hybrid work model.

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Required Skills

Portfolio Compliance
Trading Compliance
Guideline Monitoring
Pre-Trade Controls
Post-Trade Controls
Rule Testing
Rule Maintenance
Vendor Management
Regulatory Compliance
Portfolio Monitoring

+10 more

Qualifications

Undergraduate Degree in Finance
Undergraduate Degree in Economics
CFA

About Marsh

marshmclennan.com

Marsh is a global leader in risk, reinsurance, and consulting services, dedicated to helping organizations navigate complex risks and develop strategies for success. With a strong emphasis on risk management, talent development, and strategic consulting, Marsh provides expert solutions tailored to the diverse needs of its clients. The company leverages its extensive expertise in capital, people, and consulting to empower businesses to thrive in competitive environments. Through its innovative approach and comprehensive services, Marsh is committed to building resilient organizations.

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