Investments Compliance Officer
Invesco(3 months ago)
About this role
A Compliance Officer on Invesco’s Americas investment compliance team supporting Fixed Income, part of a global Investment Compliance function that oversees adherence to regulatory, prospectus, and client-directed investment restrictions. This is a mid-level, full-time employee role within Invesco’s investment management organization and is aligned with the firm’s office-first workplace model.
Required Skills
- Compliance Review
- Alert Analysis
- Issue Escalation
- Client Support
- Violation Documentation
- Product Testing
- Process Improvement
- Cross-Functional Collaboration
- Regulatory Knowledge
- Oral Communication
+5 more
Qualifications
- Bachelor's Degree
- 3+ Years Experience
- FINRA Series 6 (Preferred)
- FINRA Series 7 (Preferred)
Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Invesco
Similar Jobs
Portfolio & Trading Compliance Officer, Mercer Investments
Marsh(4 months ago)
Senior Compliance Officer, Compliance
CLSA(4 months ago)
Fixed Income Internship - Hong Kong
ExodusPoint(2 months ago)
Senior Compliance Advisor - Investment Management Group
Our Group(21 days ago)
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Credit - Vice President
Deutsche Bank(3 months ago)
Compliance Officer
Point72 Private Investments (27 days ago)