FINRA
This experienced individual contributor role within the Risk Intelligence Operations Center (RIOC) focuses on transforming risk data into coordinated regulatory actions to support FINRA's mission. The position involves analyzing multiple regulatory data sources to identify high-risk firms and individuals, creating intelligence-driven work plans, and evaluating the results of completed regulatory work. The role requires collaboration with internal teams and external stakeholders to ensure resources are focused on the most significant threats.
Headquarters
Washington, District Of Columbia, United States
Company Size
1001-5000 employees
Founded
2007
FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for FINRA.
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