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Regional Manager - Branch Supervision at Transamerica - ApplyBlast

Regional Manager - Branch Supervision

Transamerica

9 months ago

3.5 on Glassdoor

United States

Onsite

Full Time

Manager

0 applicants

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About this role

A regional supervisory position in Transamerica’s Regulatory Compliance organization focused on oversight of broker-dealer and investment advisory operations across a designated territory. The role supports regulatory adherence and branch governance across the company’s insurance, retirement, and investment businesses.

Skills

Qualifications

Bachelor's Degree in Business or related fieldFINRA Series 6FINRA Series 26FINRA Series 7 (obtain within one year)FINRA Series 24 (obtain within one year)

About Transamerica

transamerica.com

Headquarters

Baltimore, Maryland, United States

Company Size

5001-10000 employees

Founded

1904

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