Transamerica

Regional Manager - Branch Supervision

Transamerica

3 months ago
United States
Onsite
Full Time
Manager
0 applicants
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Transamerica
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About this role

A regional supervisory position in Transamerica’s Regulatory Compliance organization focused on oversight of broker-dealer and investment advisory operations across a designated territory. The role supports regulatory adherence and branch governance across the company’s insurance, retirement, and investment businesses.

Skills

Qualifications

Bachelor's Degree in Business or related fieldFINRA Series 6FINRA Series 26FINRA Series 7 (obtain within one year)FINRA Series 24 (obtain within one year)
Transamerica

About Transamerica

transamerica.com

Let Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.

About Transamerica

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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