Regional Manager - Branch Supervision
Transamerica(1 month ago)
About this role
A regional supervisory position in Transamerica’s Regulatory Compliance organization focused on oversight of broker-dealer and investment advisory operations across a designated territory. The role supports regulatory adherence and branch governance across the company’s insurance, retirement, and investment businesses.
Required Skills
- Compliance
- Supervision
- Regulatory Exams
- Branch Development
- Training
- Communication
- Auditing
- Risk Management
- Decision Making
- Travel
Qualifications
- Bachelor's Degree in Business or related field
- FINRA Series 6
- FINRA Series 26
- FINRA Series 7 (obtain within one year)
- FINRA Series 24 (obtain within one year)
- FINRA Series 65/66 (preferred)
- FINRA Series 53/51 (preferred)
About Transamerica
transamerica.comLet Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.
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