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Registered Associate 2 at Northern Trust - ApplyBlast

Registered Associate 2

Northern Trust

2 months ago

3.7 on Glassdoor

Chicago, Illinois, United States

Onsite

Full Time

Medior

0 applicants

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About this role

The role involves day‑to‑day client servicing, including account opening, maintenance, trade execution, and onboarding new client relationships. It supports financial advisors by evaluating investment objectives, building relationships, and providing expert guidance while ensuring compliance and maintaining client information in the CRM system.

Responsibilities

Provide day-to-day client servicing and account maintenance
Support financial advisors in evaluating investment objectives
Maintain client information in CRM and ensure regulatory compliance

Skills

Qualifications

FINRA Securities Industry Essentials Exam (SIE)Series 7Series 63Series 65Series 66

About Northern Trust

northerntrust.com

Headquarters

Chicago, Illinois, United States

Company Size

10001+ employees

Founded

1889

View Profile

Northern Trust is a financial services firm guided by founding principles of service, expertise, and integrity since 1889. The company offers wealth management, asset servicing, and investment solutions tailored to the needs of individuals, families, and institutions. Its clients include family offices, financial advisors, investment managers, pension funds, nonprofits, and sovereign entities, among others.