Registered Client Associate

D.A. Davidson(1 month ago)

Seattle, WAOnsiteFull TimeSenior$62,400 - $74,880Wealth Management

About this role

The role is a team-critical Registered Client Associate position supporting a high-producing financial advisory team in the Seattle, WA office of D.A. Davidson. It focuses on supporting financial advisors with daily operations, client account administration, and regulatory-compliant interactions with clients. The position is within an employee-owned firm emphasizing integrity, confidentiality, and a collaborative culture. It contributes to client satisfaction while upholding firm policies and compliance standards.

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Required Skills

Client Service
Customer Service
Regulatory Compliance
Account Management
Document Processing
Trade Entry
Funds Transfer
Event Coordination
Administrative Support
Written Communication

+13 more

Qualifications

Securities Industry Essentials
FINRA Series 7
FINRA Series 66
FINRA Series 63
FINRA Series 65
Post-Secondary Education

About D.A. Davidson

dadavidson.com

D.A. Davidson is a U.S.-based financial services firm that provides wealth management, brokerage, investment banking, capital markets, and trust services to individuals, families, businesses, and municipalities. The firm offers personalized financial planning, portfolio management, equity and fixed‑income trading, and middle‑market advisory and underwriting services. Known for a client‑focused, regional‑to‑national footprint and an employee‑owned culture, D.A. Davidson emphasizes long‑term relationships, independent research, and tailored capital solutions.