iCapital

Regulatory & Compliance, Private Funds Marketing, Assistant Vice President

iCapital

3 days ago
Salt Lake City, Utah, United States
Hybrid
Full Time
Senior
0 applicants
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iCapital
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About this role

A Compliance Assistant Vice President at iCapital leads the review and approval process for marketing materials, ensuring compliance with SEC and FINRA regulations, particularly for private funds. The role involves collaboration across teams, compliance testing, policy updates, and training development.

Skills

Qualifications

5+ years of experienceBroker Dealer ExperienceRegistered Investment Advisor ExperienceRule 206(4)-1 KnowledgeAlternative Investments Experience
iCapital

About iCapital

icapital.com

iCapital is a financial technology and distribution platform that powers access to alternative investments—private equity, hedge funds, structured products and annuities—for financial advisors, wealth managers and asset managers. The company combines a marketplace, technology infrastructure and operational services to help advisors incorporate alternatives at scale and help asset managers open new channels of distribution. iCapital also provides due diligence, reporting and compliance support to streamline onboarding, transactions and ongoing portfolio administration.

About iCapital

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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