Sales Supervisor
Integrity Marketing Group LLC(8 months ago)
About this role
Lion Street is hiring a Broker-Dealer Sales Supervision professional to support its broker-dealer and RIA operations within a growing financial services distribution firm serving high-net-worth clients. This ground-floor, cross-functional role will be part of the compliance organization working with home office and branch offices.
Required Skills
- Supervisory Review
- Account Review
- Trade Monitoring
- Correspondence Review
- Policy Monitoring
- Regulatory Compliance
- Investment Advisory
- Training Development
- Marketing Review
- Trading Oversight
+7 more
Qualifications
- Series 7
- Series 24
- Series 63
- Life Insurance License (preferred)
- College Degree (preferred)
About Integrity Marketing Group LLC
integrity.comIntegrity is a leader in providing holistic life, health and wealth planning and solutions designed to help Americans prepare for the good days ahead.
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