Alberta Securities Commission
A Securities Investigator at the Alberta Securities Commission handles public complaints, conducts investigations, and collaborates with regulatory partners to enforce securities laws and protect investors.
The Alberta Securities Commission (ASC) is the provincial regulator responsible for administering Alberta’s securities laws and overseeing the province’s capital markets. It registers and supervises market participants and firms, reviews corporate and disclosure filings (including via systems like SEDAR+), and develops policy to promote fair, efficient and transparent markets. The ASC also enforces compliance, handles investigations and hearings, and provides investor protection and education tools (such as Checkfirst and public registrant lists) to help investors and businesses meet regulatory obligations.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Alberta Securities Commission.