Alberta Securities Commission
The Securities Investigator conducts detailed investigations into breaches of securities legislation, both individually and as part of a multi-disciplinary team. The role involves managing complex cases from intake through active investigation, developing evidence collection strategies, and preparing defensible written recommendations for management. The position requires collaboration with regulatory and law enforcement partners to disrupt misconduct and protect investors in Alberta's capital markets.
The Alberta Securities Commission (ASC) is the provincial regulator responsible for administering Alberta’s securities laws and overseeing the province’s capital markets. It registers and supervises market participants and firms, reviews corporate and disclosure filings (including via systems like SEDAR+), and develops policy to promote fair, efficient and transparent markets. The ASC also enforces compliance, handles investigations and hearings, and provides investor protection and education tools (such as Checkfirst and public registrant lists) to help investors and businesses meet regulatory obligations.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Alberta Securities Commission didn’t post a salary, so this is our estimate from similar listings.
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