Raymond James
This role involves providing supervisory oversight and guidance to advisors and branch professionals to ensure regulatory compliance and manage risk while supporting business growth. The position requires reviewing client accounts and transactions, interpreting regulations, and collaborating with various business partners to resolve complex issues. The ideal candidate will balance risk management with practical solutions to protect clients and the firm.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Raymond James.
38% below the average for this role