Senior Analyst, SMI - Customer Order Handling
FINRA(1 month ago)
About this role
Senior Analyst in the Surveillance and Market Intelligence section of Market Regulation focused on monitoring trading activity and identifying unusual market behavior for potential violations of securities laws and self-regulatory organization rules. The role supports surveillance tool development and special projects while reporting findings to management and collaborating across the organization.
Required Skills
- Surveillance
- Trading Analysis
- Regulatory Knowledge
- Analytics Development
- Investigations
- Report Writing
- Documentation
- Presentation
- Collaboration
Qualifications
- Bachelor's Degree
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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