Webull

Senior Associate Director of Compliance

Webull

23 days ago
New York, NY
Onsite
Full Time
Senior
0 applicants
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Webull
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About this role

Webull is seeking a highly experienced compliance professional to lead and enhance its broker-dealer compliance framework in their Wall Street operations. The role involves acting as a senior subject matter expert, managing regulatory examinations, and supporting a culture of compliance while enabling the company's growth.

Skills

Qualifications

BS in Finance, Business, Law or related field8+ years of broker-dealer compliance experienceSeries 7, 63, or other relevant FINRA licenses
Webull

About Webull

webull.com

Webull is a fintech brokerage that offers a trading platform for stocks, options, ETFs and cryptocurrencies targeted at retail investors. It provides commission‑free trading alongside advanced charting, real‑time market data, screeners, analyst research, and paper‑trading tools to support both active traders and beginners. Available on mobile and desktop, Webull also supports margin and extended‑hours trading, customizable alerts, and community/educational resources to help users make informed investment decisions.

About Webull

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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