Sr. Director, Compliance

Betterment(1 day ago)

HybridFull TimeManager$215,000 - $250,000Compliance

About this role

A Compliance Operations Manager at Betterment will lead and enhance the firm’s compliance program for its registered investment adviser and broker-dealer businesses. The role is NYC-based with a hybrid on-site expectation (four days per week) and sits within Betterment’s compliance organization. The position supports the company’s mission to deliver technology-driven investing and retirement solutions while ensuring regulatory alignment.

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Required Skills

Compliance Operations
Regulatory Knowledge
Team Management
Monitoring
Governance
Vendor Management
Marketing Review
Policy Management
Risk Management
Communication

+1 more

Qualifications

Series 24

About Betterment

betterment.com

Betterment is a digital financial-advice and automated investing platform that helps individuals save, invest, and plan for retirement with goal-based "buckets" and tailored portfolios built from low-cost ETFs. Operating as a fiduciary robo-advisor, it offers guided investing, automated rebalancing, tax-smart strategies, and cash management products (Checking via nbkc bank and a high-yield Cash Reserve). Customers can pay for access to licensed human advisors (Premium plan) while account protections include SIPC coverage for securities and FDIC insurance for cash programs. The service emphasizes ease of use, adjustable risk profiles, and expert-led portfolio management.