Senior Associate, Regulatory Compliance
Options Clearing(1 month ago)
About this role
A compliance team member at the Options Clearing Corporation (OCC) supporting the organization’s regulatory compliance program and legal framework. The role contributes to compliance reporting, exam preparation, and process improvements to help ensure adherence to SEC, CFTC, and Federal Reserve requirements. This is an early-career position focused on supporting compliance activities across business units in a hybrid work model.
Required Skills
- Regulatory Compliance
- Policy Management
- Risk Assessment
- Remediation
- Audit Support
- Report Writing
- Stakeholder Communication
- Process Improvement
- MS Office
- Risk Frameworks
Qualifications
- Bachelor's Degree in Business or Related Field
- CPA
- CFA
- CIA
- CFE
- CISA
About Options Clearing
theocc.comOptions Clearing Corporation is a United States clearing house based in Chicago. It specializes in equity derivatives clearing, providing central counterparty clearing and settlement services to 16 exchanges.
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