Senior Compliance Analyst
Wellington Management Company(6 months ago)
About this role
A Senior Compliance Analyst at Wellington Management is a member of the Legal, Compliance and Risk Group supporting the firm's global investment and trading compliance program across public markets. The role focuses on compliance coverage for the firm’s expanding asset classes, products and geographic footprint and reports to the Global Head of Public Markets Compliance.
Required Skills
- Trading Compliance
- Regulatory Knowledge
- Risk Management
- Conflict Assessment
- Policy Development
- Regulatory Training
- Data Analysis
- Investigations
- Stakeholder Management
- Communication
About Wellington Management Company
wellington.comN/A
View more jobs at Wellington Management Company →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Wellington Management Company
Similar Jobs
Director/ Senior Director, Trading Practices Compliance
Barings Australia Holding Company Pty Ltd(2 months ago)
Counselor, Portfolio and Trading Compliance
Fiera Capital(1 month ago)
VP, Investment Advisory Compliance
Voya Financial(1 month ago)
Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President
Deutsche Bank(1 month ago)
Futures Commission Merchant -Compliance VP
Barclays(1 month ago)
Senior Compliance Advisor
Shell plc(3 months ago)