Senior Compliance Analyst
Focus Partners Wealth(14 days ago)
About this role
Focus Partners Wealth is seeking a Senior Compliance Analyst responsible for supporting the firm's compliance program and fostering a culture of compliance. The role involves managing compliance testing, advising on regulations, and ensuring adherence to regulatory requirements through various policies and tools.
Required Skills
- Regulatory Compliance
- Compliance Testing
- Code of Ethics
- Investment Advisers Act
- Compliance Monitoring
- Forensic Testing
- Surveillance Tools
- Data Analysis
- Policy Development
- Communication Skills
About Focus Partners Wealth
focuspartners.comFocus Partners Wealth is a fiduciary wealth management firm that provides personalized financial planning, investment strategies, and legacy solutions tailored to individuals, families, and institutions. Their services include wealth management, specialized planning, and family-office capabilities delivered by dedicated advisors who create custom, tax-aware plans. The firm operates a multi-location advisor network with client portals and a focus on long-term relationships and fiduciary care.
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