Senior Director, Compliance – Transamerica AM
Transamerica(10 days ago)
About this role
Transamerica Asset Management is seeking a Compliance Risk professional to oversee their operational, liquidity, and derivatives compliance programs. The role involves developing policies, leading regulatory examinations, and providing strategic guidance to ensure adherence to industry regulations. It is a hybrid position based in Denver, designed for a seasoned compliance expert with extensive regulatory knowledge.
Required Skills
- Regulatory Compliance
- Risk Management
- Investment Advisers Act
- Mutual Funds
- ETF
- GIPS Standards
- Risk Analytics
- State Street Global
- Aladdin
- Project Management
Qualifications
- Bachelor’s degree in finance, business, or relevant field
- 12 years of compliance and risk experience
- Knowledge of Investment Company and Adviser Acts
- Experience in risk assessment and testing programs
- Proficiency with risk analytics applications
About Transamerica
transamerica.comLet Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.
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