Senior Compliance Governance & Operations Analyst
TD Bank Group(22 days ago)
About this role
This role focuses on trade surveillance within the equities market, involving detection and escalation of potential market abuses or violations. It supports compliance functions by analyzing trading data, preparing reports, and collaborating with various teams to ensure regulatory adherence and risk management.
Required Skills
- Excel
- Regulations
- Trade Surveillance
- Equities
- Risk Management
About TD Bank Group
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