Senior Compliance Manager, Equities Compliance, Compliance
CLSA
About this role
Senior Compliance role on the Equities Compliance team providing coverage to CSI Institutional Equities (Sales and Trading) and the Equities Derivatives department. The position reports to the Head of Equities Compliance and supports regulatory and compliance oversight for the business. The role focuses on ensuring adherence to Hong Kong regulatory requirements and internal compliance standards.
Skills
Qualifications
About CLSA
clsa.comN/A
Recent company news
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About CLSA
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for CLSA.
Salary
$112k – $151k
per year