Senior Compliance Officer, Control Room, Compliance
TD Bank Group(8 days ago)
About this role
This role involves providing compliance guidance and support within the TD Securities Inc. Compliance Department, focusing on regulatory strategy, monitoring, training, and liaising with regulators to maintain a strong compliance culture. The job requires a thorough understanding of securities and market rules and assists with evaluating transactions and developing compliance programs.
Required Skills
- Regulatory Compliance
- Market Rules
- Securities
- Monitoring
- Training
- Risk Management
- Regulator Liaison
- Policy Development
- Transactional Review
- Capital Markets
Qualifications
- University Degree
- 5+ Years Compliance Experience
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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