Senior Compliance Officer, Product & Structured Transactions (MD)
Guggenheim Investments
About this role
Guggenheim Investments is seeking a Senior Compliance Officer to oversee compliance related to complex fixed income and RIA programs. The role involves developing compliance programs, providing regulatory guidance, and monitoring regulatory developments. It offers an opportunity to work in a dynamic environment with a focus on regulatory and product compliance.
Skills
Qualifications
About Guggenheim Investments
guggenheiminvestments.comGuggenheim Investments is a global investment and advisory firm that provides asset management, investment banking, capital markets, and insurance services to institutions, governments, and individuals. The firm specializes in fixed income, equities, alternative investments, and strategic financial solutions within the financial services industry.
About Guggenheim Investments
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$225k – $250k
per year
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