TIAA
The Senior Compliance Officer at Nuveen oversees the compliance program for the investment funds, ensuring adherence to applicable laws, regulations, and policies. They manage compliance risks, conduct investigations, and report to the Fund Board, playing a key role in developing, reviewing, and improving compliance processes and policies.
Headquarters
New York, New York, United States
Company Size
10001+ employees
Founded
1918
At TIAA, we believe everyone deserves a secure retirement. Explore our annuities, retirement plans, financial planning, investing & wealth management solutions.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for TIAA.
The best annuity companies of 2026
3 weeks ago
Compliance Analyst – Mutual Funds
Neuberger Berman
Associate Financial Administrator I
Ultimus Fund Solutions
ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President
iCapital
Compliance Associate - Registered Funds
Fairview Health Services
Senior Legal Counsel
Purpose Unlimited
Senior Vice President, Financial Reporting Team Manager
Oracle