Senior Compliance Officer
TIAA(12 days ago)
About this role
The Senior Compliance Officer at Nuveen oversees the compliance program for the investment funds, ensuring adherence to applicable laws, regulations, and policies. They manage compliance risks, conduct investigations, and report to the Fund Board, playing a key role in developing, reviewing, and improving compliance processes and policies.
Required Skills
- Compliance
- Risk Monitoring
- Regulations
- Investments
- Fund Management
- Audit
- Investigation
- Policy Development
- Mutual Funds
- Financial Analysis
About TIAA
tiaa.orgAt TIAA, we believe everyone deserves a secure retirement. Explore our annuities, retirement plans, financial planning, investing & wealth management solutions.
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