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© All Rights Reserved. ApplyBlast.com
CI Financial Corp.
The Senior Compliance Officer will join the Compliance team to conduct daily, monthly, and quarterly compliance tasks, ensuring regulatory adherence and prompt issue resolution. The role involves monitoring employee trading activities, approving pre-clearance requests, and preparing detailed quarterly reports. The position requires collaboration with internal teams and stakeholders to maintain compliance standards within CI Wealth Management.
CI Financial is a global wealth management and asset management firm that provides advisory services and investment management for individuals and institutions. Since 1965, the company has focused on anticipating and responding to the evolving needs of investors. It operates across multiple brands and platforms to deliver diversified investment solutions, portfolio management, and financial guidance. With a global reach and a client-centric approach, CI Financial aims to help investors manage and grow their assets.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CI Financial Corp..