Senior FCRM Compliance Officer - Prime Brokerage Oversight
TD Bank Group(1 month ago)
About this role
A Senior FCRM Compliance Officer at TD Securities supports the U.S. Financial Crime Risk Management (FCRM) Business Oversight team in developing, implementing, and maintaining the firm’s FCRM program. The role provides regulatory guidance and oversight for prime brokerage activities, partnering with business, operations, and legal to mitigate financial crime risk and ensure regulatory compliance.
Required Skills
- Financial Crime
- AML
- Sanctions Screening
- Risk Management
- Compliance
- Governance
- Investigations
- Due Diligence
- Project Management
- Surveillance
+2 more
Qualifications
- Bachelor's Degree
About TD Bank Group
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